Section Spotlight
When the Disease is the Silo: Defining a Synergistic Benefit of Care
David B. Kartzman, DC
NASS Section on Interdisciplinary Spine Corning Chiropractic Associates Corning, NY
Introduction
In his book, The Health Gap, Marmot describes “the causes of the causes.”1 His central premise is proactive care: a health care system which addresses the basis and causes of disease before they become chronic illness. Following Marmot’s lead, in the case of back pain, one must necessarily consider the causes for this disease. Citing relevant studies, Marmot makes a strong case that health issues can follow socioeconomic tendencies. Ultimately, he concludes, disease (such as back pain) is really the final event in this chain. The issue of chronic disease related morbidity, mortality, and cost is an issue which should raise an existential concern in health care, that of value. Value is defined as improving health outcomes relative to cost,2 a dynamic metric. In our current health care setting, care is typically focused around the presenting problem. What if practices and disciplines are not the only silos? What if the condition or disease itself is actually a silo?
Source: Noah Goldwyn of Corning, NY
Chronic disease is a major challenge to health, costs, productivity, and mortality.3 Much has been written, presented, and discussed about reducing the silos which are ever present in health care. Many times reducing the silo effect in health care involves a multidisciplinary approach focused on the presenting problem. Back pain, when pain is the focus, is a silo. A potential approach to offset the insularity of the silo may be the institution of standard processes and collaborative pathways. These should recognize that back pain is affected by, and effects, other chronic diseases. These include cardiovascular disease (CVD), obesity, and diabetes to name a few. An overhaul to this concept, a synergistic benefit of care, may help to ameliorate the disadvantages of silos. The expectations of meeting such a goal would be: 1) improve the value of care relative to outcomes, and 2) improve patient quality of life. There are multiple challenges inherent in meeting this goal, ranging from cost to research to patient education to understanding the connections between back pain and multiple morbidities.
Challenges of Cost
According to the Centers for Disease Control and Prevention (CDC), in 2014, 90% of health care expenditures were for chronic physical and mental illness.4 The Centers for Medicare and Medicaid Services (CMS), in 2022, noted total health care spending totaled $4.5 trillion.5 In the 20 years between 1996 and 2016, total health care spending more than doubled. Out of pocket expenses totaled 9.1%; patients contributed $300 billion dollars to the health care system.6 Outside of health care, the cumulative inflation rate for the same period of time was 53%,7 half the rate of health care spending increases. Clearly, this is not sustainable and the outcomes do not match the economics. A key determinant of health care status is socioeconomic discrepancy. The subway map example, where life expectancy is charted by neighborhoods connected by rail stops in a large city, highlights these variations. Berwick et al study life expectancy based on socioeconomic characteristics of location in large cities. He noted that within the same cities, life expectancy varies greatly. In fact, in the borough of Manhattan, the groups which live longer are much more likely to be highly educated, not live in public housing, and be at the opposite end of the poverty scale.8,9 Berwick, paraphrasing Immanuel Kant, described the socioeconomic characteristics as "the moral determinants of health."10 Additionally, both Berwick and Marmot described goals and concepts for improving health outcomes and life quality. The point Marmot and Berwick make is that the key, initial step is identification of the causes of a problem.
Challenges in Research
A challenge for research is minimizing heterogeneity in the cohort under consideration. For example, consider these studies which have been published in credible peer-reviewed journals. Goertz et al reported the results of a prospective study in a presumably homogeneous population of military service people at three different sites. This would likely include an otherwise healthy group (to be active military) of 750 with an average age around 30. Yet, over half described lower back pain (LBP) lasting greater than 3 months, 6% were using narcotic medication while still in the treatment protocol, and 10-17% were smokers.11 In a study to evaluate “minimal interventional treatments for participants with chronic low back pain” (the MINT Study), there was a larger age group spread. Of the participants, half described a low level of education, half were not actively employed, one quarter were smokers, and the average body mass index (BMI) would be considered overweight.12 Jarvik et al, in a small Veterans Administration study found that depression was the greatest predictor for new episodes of low back pain. This was a stronger predictor than advanced degenerative changes present on a baseline MRI.13 Whang et al, in researching sacroiliac joint fusion, reported on a group ranging from 25-76 years. Back pain had been present for 5-7 years. Opioid use was approximately 60%. BMI was considered overweight; 17-20% were not working due to back pain. Current and former smokers comprised approximately 35% of the study cohort.14 These studies attempted to evaluate back pain as a homogeneous problem, yet their conclusions must be tempered by their heterogeneous sampling. Lacking from these studies are an inclusion of coincidental morbidities such as hypertension, hyperlipidemia, cardiovascular disease (CVD), Type 2 diabetes (T2D), anxiety, depression inflammatory disorders and genetic tendencies. When other coexisting health issues are not considered, back pain remains the silo. Perhaps the results of the studies would be different had they included the results of concurrent management of comorbidities (or multiple morbidities). For example, would back pain episodes be less frequent and disabling in a population where depression or obesity had been simultaneously managed?
Challenges of Being Sedentary
The Institute of Medicine (IOM) has constructed a flow chart for depression. As a sequelae of depression the patient is at risk of obesity due to reduced activity and increased caloric intake. They will likely exhibit reduced physical exertion. The end result is a higher risk for T2D.15 What if, in this scenario, pain was substituted for depression? When attached to the Fear Avoidance Model, such as of Vlaeyen,16 one can observe a pattern which includes catastrophizing, hypervigilance, self-removal from tasks, depression, and a resulting loss of activity. The likely tendency is again disuse, depression, disability and a sedentary lifestyle. The result is the path described by the IOM. Park et al, examined the deleterious health effects of a sedentary lifestyle. Using data culled from the World Health Organization (WHO) they opined that “reducing sedentary behaviors and increasing physical activity are both important to promote public health.” The effects of a sedentary lifestyle in conditions such as diabetes, dyslipidemia, and osteoporosis are well described.17 Chou et al, in a study involving only males, identified a set of predictors for developing high intensity and high disability lower back pain. They concluded that the greatest risk existed in those patients with obesity (defined as, not limited to, elevated BMI and waist-hip ratio), emotional disorders such as anxiety or depression, and a lower educational level. These are patients with biological, psychological, and socioeconomic challenges.18
Challenges in Defining Chronicity
Defining chronicity is a challenge. NASS defines subacute back pain as an episode which lasts 6-12 weeks. Chronic back pain is an episode lasting greater than 12 weeks.19 In New York, the Workers’ Compensation Medical Treatment Guidelines, also assigns a time value to back pain, defining chronicity at three months.20 In contrast, Kuner et al disagree: “Chronic pain is not simply a temporal continuum of acute pain.”21 Their assertion is based on physiology, specifically plasticity within the nervous system. Shpaner et al describe chronic pain as a duality of both anatomical/physiological and psychological aspects.22
Solutions
With many diseases, considerable evidence exists supporting synergistic benefits of collaborative care. Back pain should be no different. Aside from measuring outcomes, a set of predictors (such as summarized by Chou), and stratification, would be a significant benefit to identify patients at highest risk to develop chronic pain. These predictors could also be useful to anticipate which patients may develop or exacerbate non-spine comorbidities such as T2D and obesity. Stevans et al, using a prognostic pre-screening tool, identified those patients who had a higher risk of developing chronic pain. They identified the previously mentioned risk factors of obesity, smoking, depression, and a baseline level of disability. When they included their own definition of what they considered to be “nonconcordant care” at the level of the primary provider within the first 21 days (vis-a-vis pharmacy, diagnostic imaging, and timeliness of a specialty referral) they found the risk for transition to chronic back pain doubled.23 The solutions presented by Marmot and Berwick are more macro in process in that they are at the level of political, economic, and social policy. Within our practices we need a more applicable process. We need to emphasize moderating or eliminating risk factors such as diet, alcohol consumption, and smoking. Psychosocial concerns which result in kinesiophobia, catastrophization and then avoidant behaviors require recognition and mitigation. Educating and providing context to a patient can reduce the catastrophic effects of “scary” terms such as disc degeneration and disc bulging. It is not uncommon, as previously mentioned, for patients to gain weight from their reduced activity. Hypertension, pulmonary dysfunction, CVD, and T2D are associated with weight gain and inactivity. Adipose tissue has inflammatory potential. Increasing adipose tissue with psychosocial concerns and obesity can propagate back pain24 which is completely counterproductive to our treatment efforts. In cases of work-related back pain and pain caused by a motor vehicle accident, psychological stresses can play a strong role. Anger, grief, anxiety, and sudden transition to inactivity in the presence of pain and injury need to be immediately addressed. When the spine condition is stable, activity and getting back to normal tasks should be encouraged as soon as possible. It is not uncommon for patients to equate pain with the severity of their injury. This can result in kinesiophobia and the anxiety reactions described by Vlaeyen.16 Reassuring the patient that activity and active therapy can transiently increase their symptoms but are not worsening the injury is important for reducing fear and anxiety.
Conclusion
Back pain as a disease can both influence and be influenced by non-spinal comorbidities such as CVD, T2D, and depression. Additional factors including a patient’s biology, psychology, and socioeconomic conditions also influence recovery. Limiting the impacts of comorbidities is crucial to increase the value of health care. Arguably, there is a necessity for a care package encompassing both spinal and non-spinal collaboration. Collaboration is not limited solely to providers within the same institution. Continuing education, team meetings, journal clubs, participation in professional societies, and collegiality between spinal and non-spinal providers cannot be overestimated. When care of the patient is collaborative between spinal and non-spinal disciplines, hopefully the benefit of increased value can be realized.
References
- Marmot, M. (2015). The health gap: The challenge of an unequal world. Bloomsbury Publishing.
- Teisberg E, Wallace S, O'Hara S. Defining and Implementing Value-Based Health Care: A Strategic Framework. Acad Med. 2020 May;95(5):682-685.
- Bauer UE, Briss PA, Goodman RA, Bowman BA. Prevention of chronic disease in the 21st century: elimination of the leading preventable causes of premature death and disability in the USA. Lancet. 2014 Jul 5;384(9937):45-52. doi:10.1016/S0140-6736(14)60648-6. Epub 2014 Jul 1. PMID: 24996589.
- Centers for Disease Control and Prevention. Fast Facts: Health and Economic Costs of Conditions. Available at: https://www.cdc.gov/chronic-disease/data-research/facts-stats/ CDC_AAref_Val=https://www.cdc.gov/chronicdisease/about/costs/index.htm.
- National Health Expenditure Data. 2022. Centers for Medicare and Medicaid Services. Available at: https://www.cms.gov/data-research/statistics-trends-and-reports/national-health-expenditure-data/nhe-fact-sheet.
- Dieleman JL, Cao J, Chapin A, et al. US Health Care Spending by Payer and Health Condition, 1996-2016. JAMA. 2020;323(9):863–884. doi:10.1001/jama.2020.0734.
- US Inflation Calculator. Available at: https://www.usinflationcalculator.com.
- Short Distances to Large Gaps in Health. Virginia Commonwealth University, Center on Society and Health.
- NYU Furman Center. Citywide Data. Available at: https://furmancenter.org/stateofthecity/view/citywide-and-borough-data.
- Berwick DM. The Moral Determinants of Health. JAMA. 2020 Jul 21;324(3):225-226. doi: 10.1001/jama.2020.11129. PMID: 32530455.
- Goertz CM, Long CR, Vining RD, Pohlman KA, Walter J, Coulter I. Effect of Usual Medical Care Plus Chiropractic Care vs Usual Medical Care Alone on Pain and Disability Among US Service Members With Low Back Pain: A Comparative Effectiveness Clinical Trial. JAMA Netw Open. 2018 May 18;1(1):e180105. doi: 10.1001/jamanetworkopen.2018.0105. PMID: 30646047; PMCID: PMC6324527.
- Juch JNS, Maas ET, Ostelo RWJG, Groeneweg JG, Kallewaard JW, Koes BW, Verhagen AP, van Dongen JM, Huygen FJPM, van Tulder MW. Effect of Radiofrequency Denervation on Pain Intensity Among Patients With Chronic Low Back Pain: The Mint Randomized Clinical Trials. JAMA. 2017 Jul 4;318(1):68-81. doi: 10.1001/jama.2017.7918. Erratum in: JAMA. 2017. Sep 26;318(1):1188.
- Jarvik JG, Hollingworth W, Heagerty PJ, Haynor DR, Boyko EJ, Deyo RA. Three-year incidence of low back pain in an initially asymptomatic cohort: clinical and imaging risk factors. Spine (Phila Pa 1976). 2005 Jul 1;30(13):1541-8; discussion 1549. doi: 10.1097/01.brs.0000167536.60002.87. PMID: 15990670.
- Whang P, Cher D, Polly D, Frank C, Lockstadt H, Glaser J, Limoni R, Sembrano J. Sacroiliac Joint Fusion Using Triangular Titanium Implants vs. Non-Surgical Management: Six-Month Outcomes from a Prospective Randomized Controlled Trial. Int J Spine Surg. 2015 Mar 5;9:6. doi: 10.14444/2006.
- Harris JR, Wallace RB. The Institute of Medicine's new report on living well with chronic illness. Prev Chronic Dis. 2012;9:E148. doi: 10.5888/pcd9.120126.
- Vlaeyen JWS, Linton SJ. Fear-avoidance and its consequences in chronic musculoskeletal pain: a state of the art. Pain. 2000 Apr;85(3):317-332. doi: 10.1016/S0304-3959(99)00242-0.
- Park JH, Moon JH, Kim HJ, Kong MH, Oh YH. Sedentary Lifestyle: Overview of Updated Evidence of Potential Health Risks. Korean J Fam Med. 2020 Nov;41(6):365-373. doi: 10.4082/kjfm.20.0165. Epub 2020 Nov 19. PMID: 33242381; PMCID: PMC7700832.
- Chou L, Brady SRE, Urquhart DM, Teichtahl AJ, Cicuttini FM, Pasco JA, Brennan-Olsen SL, Wluka AE. The Association Between Obesity and Low Back Pain and Disability Is Affected by Mood Disorders: A Population-Based, Cross-Sectional Study of Men. Medicine (Baltimore). 2016 Apr;95(15):e3367. doi: 10.1097/MD.0000000000003367.
- Evidence-based Clinical Guidelines for Multidisciplinary Spine Care. Diagnosis and Treatment of Low Back Pain. North American Spine Society. 2020. Available at: https://www.spine.org/Portals/0/assets/downloads/ResearchClinicalCare/Guidelines/LowBackPain.pdf.
- Medical Treatment Guidelines. Mid and Low Back Injury. New York State Workers' Compensation Board. May 2, 2022. https://www.wcb.ny.gov/content/main/hcpp/MedicalTreatmentGuidelines/MidandLowBackInjuryMTG2021.pdf.
- Kuner R, Flor H. Structural plasticity and reorganisation in chronic pain. Nat Rev Neurosci. 2016 Dec 15;18(1):20-30.
- Shpaner M, Kelly C, Lieberman G, Perelman H, Davis M, Keefe FJ, Naylor MR. Unlearning chronic pain: A randomized controlled trial to investigate changes in intrinsic brain connectivity following Cognitive Behavioral Therapy. Neuroimage Clin. 2014 Jul 23;5:365-76. doi: 10.1016/j.nicl.2014.07.008.
- Stevans JM, Delitto A, Khoja SS, Patterson CG, Smith CN, Schneider MJ, Freburger JK, Greco CM, Freel JA, Sowa GA, Wasan AD, Brennan GP, Hunter SJ, Minick KI, Wegener ST, Ephraim PL, Friedman M, Beneciuk JM, George SZ, Saper RB. Risk Factors Associated With Transition From Acute to Chronic Low Back Pain in US Patients Seeking Primary Care. JAMA Netw Open. 2021 Feb 1;4(2):e2037371. doi: 10.1001/jamanetworkopen.2020.37371.
- SBRN Terminology Consensus Project. Sedentary Behaviour Research Network. Available at: https://www.sedentarybehaviour.org/sbrn-terminology-consensus-project.
Author Disclosures
DB Kartzman: Nothing to disclose